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360 ONE IATSL
Investor Charter & Complaint Status

Investor Charter link as per regulatory guideline - "Investor Charter"

The data pertaining to all complaints including SCORES complaints received as per the format mentioned in regulatory communication.

Complaints received till November 2024

SEBI SCORES website and App links
Website
:
https://scores.sebi.gov.in/
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Google Play : https://play.google.com/store/apps/developer?id=SEBI+SCORES

(Or)
Search for “SEBI SCORES” in Google Play Store
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Apple Store : https://apps.apple.com/in/app/sebiscores/id1493257302

(Or)
Search for “SEBI SCORES” in Apple App Store
ODR Portal

ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link - https://smartodr.in

Annual Compliance Audit Report of BASL Registered Investment Advisors

Financial Year

Aug 2024

Annual compliance audit reports in terms of Regulation 19(3) of the IA Regulations

Other Statutory Disclosures

Financial Year

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Standard Warning :


“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.” “Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors”

Name of the IA :

360 ONE Investment Adviser and Trustee Services Limited (Formerly known as IIFL Investment Adviser and Trustee Services Limited

Type of Registration :

Non-Individual

SEBI Registration No. :

INA000000888

Validity of Registration

19/01/2029

Registered office address :

360 ONE Centre, Kamala Mills, Senapati bapat Marg, Lower Parel (West) Mumbai MH 400013 IN

Telephone No. :

(91-22) 4876 5600 FAX: (91-22) 4646 4706

Name of the Principal Officer :

Mr. Rohit Wadhwa

Contact details of the Principal Officer :

contact no - +91 9811129635, email id- [email protected]

Corresponding SEBI regional/local office address :

Securities and Exchange Board of India, SEBI Bhavan, Plot No C-4A, G Block, Bandra Kurla Complex, Bandra (East), Mumbai-400 051

BASL Membership ID No. :

1357

CIN of the IA :

U74990MH2010PLC211334
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Attention Investors
"Prevent Unauthorized Transactions in your demat / trading account —> Update your Mobile Number/ email Id with your stock broker / Depository Participant. Receive information of your transactions directly from Exchanges on your mobile / email at the end of day and alerts on your registered mobile for all debits and other important transactions in your demat account directly from NSDL/CDSL on the same day." - Issued in the interest of investors.

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Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.

Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

SEBI Regn. No. : Broking INZ000296339 / DP-IN-573-2021 / RA - INH000011431 / ARN - 181727 National Stock Exchange of India Ltd. Member Code: 90070 Bombay Stock Exchange Ltd. Member Code: 6633 Multi Commodity Exchange of India Ltd. Member Code: 55860 National Commodity & Derivatives Exchange Ltd. Member Code: 1239

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